Sleep disorders are highly prevalent in patients at risk for stroke and may be modifiable risk factors for stroke. Obstructive sleep apnea increases
the risk of stroke independently, but the reported lack of therapeutic effectiveness of Continuous positive airway pressure for stroke prevention and
cardiovascular protection should be cautiously interpreted. Short or long sleep duration, and insomnia with objective short sleep duration, could be risk
factors for stroke and mortality. Sleep-related movement disorders, including Periodic limb movement during sleep and Restless leg syndrome are also
potential risk factors for stroke. The overall findings suggest that systematic screening and proper management of sleep disturbances can substantially
contribute to stroke risk modification at the population level.
Stroke, remains one of leading causes of death and significant
disability worldwide although incidence and early stroke mortality
have been decreasing [1-4]. Cardinal risk factors are hypertension,
cardiac disorders mainly valve disorders and atrial fibrillation,
hyperlipidaemia, diabetes, smoking [5,6]. Recently, the role of sleep
pathology in the development of cardiovascular and metabolic
diseases has been highlightted [7-9]. Sleep, although characterized
by quiescence and diminished responsiveness, is not only simple
state of rest, but rather a cyclic state of periodic transitions
between rapid-eye-movement (REM) and non-REM (NREM) sleep,
which are precisely regulated by the central nervous system [10].
Along with the brain and other organs or physiological streams,
the cardiovascular system achieves homeostatic restoration
during sleep, mainly through autonomic circulatory control
[11]. The decrease in blood pressure during sleep, “dipping,” is a
key biomarker of cardiovascular health, secondary to changes
in activity and posture and also under the influence of sleep and
circadian rhythms [12].
During NREM or slow wave sleep, the largest portion (up to
80%) of normal adult sleep, the autonomic system is stabilized
with vagal dominance, reduced sympathetic tone, and heightened
baroreceptor gain, contributing to a significant reduction in blood
pressure and heart rate, with the greatest drop occurring during
NREM sleep [13,14]. REM sleep-occupying about 20% of total
sleep-is dominated by marked fluctuations in sympathovagal
balance (irregularly peaking sympathetic surges against a
background of tonic vagal inhibition), which lead to abrupt
changes in blood pressure and heart rate [11,15]. A compromised
cardiovascular system is at risk for pathological events such as
myocardial ischemia or arrhythmias during REM sleep. Sleep thus
acts as a gatekeeper through cyclic oscillations between NREM and
REM sleep. Non-dipping-loss of the typical blood pressure drop
during sleep-is associated with a host of poor cardiac, neurological,
metabolic, and renal outcomes [16]. Sleep fragmentation causes
non-dipping [17]. Non-dipping is common in older adults and is
associated with an increased risk of stroke [18]. Reduced dipping
is associated with brain atrophy, worse functional status, and lower
daytime cerebral blood flow [19]. Common sleep disorders such
as sleep apnea, insomnia, and PLMS (Periodic limb movement
during sleep) activate multiple mechanisms including intermittent
hypoxia-reoxygenation injury, inflammation, insulin resistance,
hypothalamic-pituitary- adrenal axis activation, hemodynamic
swings, cardiac arrhythmia, and hypercoagulability, all of which
have the potential to provoke cardiovascular diseases [20].
Obstructive Sleep Apnea (OSA) is the most frequent sleep
disorder. The prevalence of moderate-to-severe OSA in the adult
general population is 4-14% and increasing with age [21,22].
Experimental and observational studies have provided evidence
that OSA promotes the development of cardiovascular diseases,
including stroke [20,23]. Moderate to severe OSA is associated
with silent ischemic changes, including white matter changes
and lacunae as well as cerebral microbleeds [24,25]. Carotid and
intracranial atherosclerosis are also accelerated in OSA [26]. It
is unclear whether continuous positive airway pressure (CPAP)
has a therapeutic effect on these changes [27]. Hypertension and
insulin resistance might mediate the development of stroke in OSA.
Moderate-to-severe OSA is significantly associated with prevalent
and incident hypertension [28]. Effective CPAP therapy, alone or in
addition to antihypertensive medication, significantly reduces blood
pressure [29,30]. OSA may also increase the risk for development of
type 2 diabetes by mechanisms such as increased insulin resistance
and high cortisol secretion [31]. Concomitant obesity might have
a stronger effect than OSA, not mitigated by CPAP therapy. OSA
is also associated with the risk for cardio embolism. People with
OSA have four times the odds of atrial fibrillation [32]. Nocturnal
oxygen desaturation is an independent risk factor for new onset
atrial fibrillation [33].
Sleep apnea is associated with inflammation, endothelial
dysfunction, hypercoagulability, and cerebral hemodynamic
changes [34-41]. Recent studies reported that OSA was significantly
associated with incident stroke [42]. The relationship between
sleep duration and stroke incidence is U-shaped in general; the
risk for stroke is elevated in both short and long sleep groups [43-
45]. Short sleep, commonly defined as < 5 to 6 hours of nocturnal
sleep, increases the risks of stroke, coronary heart disease, and
death [44,46]. Sleep deprivation leads to increased levels of the
appetite stimulating hormone ghrelin and reduced levels of the
anti-appetite hormone leptin [47]. Furthermore, reduced physical
activity associated with sleep deprivation leads to weight gain by
decreasing energy expenditure [48]. Short sleep is also associated
with sympathetic overactivity, which leads to impaired glucose
metabolism hypertension, and non-dipping of blood pressure
[49-51]. Long sleep duration (more than 9 hours of sleep) is also
associated with stroke and cardiovascular mortality [52]. The
linking mechanisms between long sleep and stroke are still elusive,
but increased inflammation and abnormal lipid profiles in long
sleepers have recently been reported [53,54].
Insomnia is prevalent in approximately 10% to 20% of the
adult population, with approximately 50% having a chronic form.
Chronic insomnia disorder is characterized by a complaint of
difficulty initiating sleep and maintaining sleep and waking up
earlier than desired. The diagnosis of chronic insomnia requires
occurrences on at least three nights per week for at least 3 months.
Insomnia was found to be a risk factor for cardiovascular events
and death [55]. Elevated sympathetic and hypothalamic-pituitaryadrenal
axis activity has been proposed as a mechanism for the
cardiovascular effect of insomnia [8].
The defining feature of PLMS is periodic episodes of repetitive,
highly stereotyped limb movements during sleep, which mostly
occur in the lower extremities and can be associated with cortical
arousal. A positive relationship between PLM and cardiovascular
events or mortality has been demonstrated in observational
studies, and a greater risk attributed to PLM combined with
arousals [56,57]. PLM with arousal induces an abrupt increase
in blood pressure and heart rate through sympathetic overshoot.
Sympathetic overactivity, metabolic dysregulation, inflammation,
oxidative stress, peripheral hypoxia, and hypothalamic pituitaryadrenal
activation have been proposed as possible linking
mechanisms between PLM/RLS (Restless leg syndrome) and
cardiovascular diseases [58]. Repeated nocturnal fluctuations in
heart rate and blood pressure that are associated with PLM and
related microarousals cause daytime hypertension, subsequently
increasing the risk for cerebrovascular diseases [58,59].
Professor, Chief Doctor, Director of Department of Pediatric Surgery, Associate Director of Department of Surgery, Doctoral Supervisor Tongji hospital, Tongji medical college, Huazhong University of Science and Technology
Senior Research Engineer and Professor, Center for Refining and Petrochemicals, Research Institute, King Fahd University of Petroleum and Minerals (KFUPM), Dhahran, Saudi Arabia
Interim Dean, College of Education and Health Sciences, Director of Biomechanics Laboratory, Sport Science Innovation Program, Bridgewater State University