Takashi Suzuki*
Department of Economics, MeijiGakuin University, Japan
*Corresponding author: Takashi Suzuki, Department of Economics, MeijiGakuin University, Japan
Submission: November 11, 2020Published: March 30, 2021
ISSN: 2577-1949 Volume4 Issue3
Justice as fairness is a political theory of justice invented by Rawls J [1,2]. The purpose
of this essay is to clarify the theoretical character of justice as fairness by comparing its
methodology with those of other sciences, specifically neoclassical economic theory, game
theory, and metamathematics. We shall also discuss its relationship with transcendental
phenomenology. Examining and comparing these sciences carefully, we will elucidate the
scientific character of justice as fairness as a political science. Namely, we will show that
justice as fairness is not a list of principles of justice that are proposed as philosophical theses
alleged to be rigorous and eternal but rather as a theory that can prove itself via principles
as (meta-) theorems, which are open to the possibilities of being corrected, revised, and
replaced by more accurate and valid theorems (principles). In other words, justice as fairness
is a theory that can grow and evolve in its own methods. This is the precise nature of any
healthy theory eligible to be called a science. In this introductory section, we briefly outline
each section of the essay.
The first and the most important aspect to be stressed is that we observe a common
theoretical structure among all scientific areas, namely that they first construct formal
‘models’ at the object level, in which to work with theoretical (and usually abstract) concepts,
run analyses, and obtain formal results. Justice as fairness has original position as its central
apparatus, which-as we explain in this essay-corresponds to market models in economic
theory [3], normal and extensive game forms in game theory [4,5], social models in social
choice theory [6] and Peano arithmetic in metamathematics [7]. In the social sciences, we
usually ‘interpret’ (at the meta level) the theoretical results obtained in the models (the
object level). This procedure is especially significant in justice as fairness, since the crucial
objective for any political theory is to avoid value judgements influencing our conclusions. In
Section 2, we examine how Rawls tries to exclude partialities from his original position with
his ingenious idea of the veil of ignorance. However, unavoidable value judgements at the
meta level would be incorporated into our final conclusions as we interpret the formal results
obtained in the original position. We also see that Rawls handles the problem of subjectivity
induced by value judgements at the final stage with reflective equilibrium. We focus on the
role and fundamental significance of reflective equilibrium by comparing justice as fairness to
metamathematics and transcendental phenomenology.
In Section 3, we compare the frameworks of justice as fairness with economic and game
theories. The similarity between these theories is direct and manifest. Rawls’s discovery
of this connection between political and economic theories most impressively reveals his
philosophical ingenuity. However, we should not be misled by the apparent analogy between
justice as fairness and economics. We shall show that Rawls’s formulation of basic rights
as a primary good would invoke serious theoretical problems and criticisms, and that this
comes from a fundamental difference between political and economic theories which Rawls
has probably overlooked. Herein we propose an alternative to the basic rights concept,
which is both free from these problems and distinctive from the concept of natural rights.
Our proposed basic rights concept is based on a careful examination of the differences in the
philosophical natures of original position and market model. We also prove a meta theorem
of political theory, which asserts that natural rights in the sense of Hart [8] would not exist in justice as fairness. This theorem might be considered quite a strong
argument that generally disproves natural rights.
In Section 4, we explore an impressive similarity between
justice as fairness and metamathematics through examining
the proofs of Gödel’s incompleteness theorems. There we see
that justice as fairness might be called a metaethics and that the
principles of justice are proved as meta theorems, very similarly
to how Gödel’s incompleteness theorems are meta theorems in
metamathematics (we provide the proofs of incomplete theorems
in the Appendix). However, again, we should not be misled by the
similarities between these two fields of science. We discuss the
methods of assessing the validity and truthfulness of results in both
sciences and see that the raison d’etre for reflective equilibrium
consists of its end to ensure the validity of results, which are not
required in the case of metamathematics.
In Section 5, we also discuss the relations between justice as
fairness and the transcendental phenomenology of E. Husserl from
an epistemological perspective. His central concepts of lifeworld
and transcendental reduction (epochē), and their relevance to
original position and reflective equilibrium are elaborated upon.
We appreciate transcendental reduction as a philosophical method
of investigation and clarification but criticize transcendental
phenomenology for its ignorance of ideologies in the sense of
Althusser et al. [9,10]. Consequently, we assert that he did not
recognize that political concepts and theories are outside a range
of transcendental phenomenology, although Husserl [11] claimed
that the phenomenology would be the ultimate and fundamental
basis for all philosophies and sciences. This would carry similar
implications for other social and human sciences, such as history
or anthropology. Through our considerations and elaborations thus
far, we assert that justice as fairness is eligible to be considered
an independent and freestanding political science. These
considerations are finally concluded in section 6.
When one reads A Theory of Justice (hereafter Theory)
carefully, one recognizes that it has fundamental postulates, which
we refer to as axioms. The first is:
Axiom 1: A society is a cooperative venture for mutual
advantage (Theory, 4).
A view of actual societies represented by Axiom 1 is the basis
of justice as fairness. We note that it expresses the idea of mutual
advantage. This is nothing but reciprocity and plays a key role in
Rawls’s philosophy. The second axiom is less obvious:
Axiom 2: No one deserves greater natural capacity, nor merits a
more favorable starting place in society. The distribution of natural
talents should be regarded as a common asset (ibid., 101-102).
It is important to keep in mind that these axioms are postulated
at the meta level, meaning that they apply to everyone (including
Rawls). We accept both axioms as our truth, and they require no
further justification (hence, axioms). Different axioms would
yield different theories. Of course, the goal of justice as fairness is
described by the two principles of justice.
The First Principle: Each person is to have an equal right to
the most extensive basic liberty compatible with a similar liberty
for others (ibid., 60).
The Second Principle: Social and economic inequalities are to
be arranged so that they are both.
1. attached to positions and offices open to all, and
2. to the greatest benefit of the least advantaged (ibid., 83).
Rawls emphasized that the first principle is more fundamental
than the second principle, and its priority is absolute: These
principles the two principles are to be arranged in a serial order,
with the first principle prior to the second. This ordering means
that a departure from the institutions of equal liberty required by
the first principle cannot be justified by, or compensated for, greater
social and economic advantages (ibid., 61). A successful theory of
justice is nothing but a whole body of arguments from which the
two principles from the two axioms may be deduced in the most
continuous and smooth manner possible. Rawls’s fundamental
idea on achieving is as follows. First, he sets the original position
whereby free and rational persons (moral agents) face a set of
alternative principles. In the Theory, the alternative is the utilitarian
principle which consists of the first principle.
The Principle of Restricted Utility: The basic social institution
should be organized so that average utility is maximized under the
constraint that a certain social minimum is maintained.
They choose a (set of) principle(s) to maximize the (index of)
primary goods, which include basic rights, liberties, wealth, and selfrespect.
Their decision is made behind a veil of ignorance which is
an assumption that they do not know how the various alternatives
will affect their own case and they are obliged to evaluate principles
solely based on general considerations (ibid., 136-137). Rawls
concludes that they choose the two principles rather than the
utilitarian principle which orders them to maximize the total
utility of the society if their decision follows the maximin criterion.
The maximin criterion is the method for choosing alternatives
(strategies) based on the worst outcome chosen being superior
to the worst outcomes of the alternatives. For example, in Table 1,
each number represents a payoff obtained from the corresponding
alternative/circumstance pair. The maximin rule requires us to
choose A3. It is intuitively obvious why the two principles are
chosen rather than the utilitarian principle under this criterion. By
the veil of ignorance, people in the original position do not know
their own circumstances in their actual societies, hence they might
be in the position of the least advantaged. While the difference
principle states that socioeconomic inequalities are to be arranged
to the greatest benefit of the least advantaged, hence the difference
principle cares the least advantaged, the utilitarian principle does
not.
Table 1:
Rawls claimed that the deducting procedure and results (the
two principles) of justice as fairness should be confirmed by
checking whether they are supported as reflective equilibrium: We
can check an interpretation of the initial situation original position,
then, by the capacity of its principles to accommodate our firmest
convictions and to provide guidance where guidance is needed.
In searching for the most favored description of this situation, we
work from both ends. We begin by describing it so that it represents
generally shared and preferably weak conditions. We then see
if these principles are strong enough to yield a significant set of
principles. If not, we look for further premises equally reasonable.
But if so, and these principles match our considered convictions
of justice, then so far so good. But presumably there will be
discrepancies. In this case we have a choice. We can either modify
the accounts of the initial situation or we can revise our existing
judgements, for even the judgements we take provisionary as fixed
points are liable to revision. By going back and forth, sometimes
altering the conditions of the contractual circumstances, at others
withdrawing our judgements and conforming them to principles,
I assume that eventually we shall find a description of the initial
situation that both expresses reasonable conditions and yields
principles which match our considered judgments duly pruned and
adjusted. This situation I refer to as reflective equilibrium (Theory,
20).
Although we may not be able to say that Rawls’s expositions on
reflective equilibrium are perfectly clear, we discuss its fundamental
character and significance for justice as fairness in the subsequent
sections. Once the parties in the original position have selected the
two principles of justice, they move on to a constitutional convention
and create their constitution subject to the principles which they
have adopted. Here the veil of ignorance is partially lifted, and the
parties obtain sufficient information to determine the constitution.
After that, they move forward to the legislative stage and the veil of
ignorance is further lifted. The last stage is the application of laws
to individual cases by judges and administrators. The participants
are now citizens who obey the established rules of their society.
The veil of ignorance is now gone, and everyone has full access to all
facts. Justice as fairness is completed by this four-stage sequence.
The methodological transfer from economic and game
theories to justice as fairness is manifest and evident. Indeed, the
idea of veil of ignorance makes the decision-making process of
participants in the original position very similar to the behaviors of
economic agents or game players under conditions of uncertainty.
This probably reveals Rawls’s originality most brilliantly. We
notice that the concept of primary goods plays a key role here.
However, Arrow [12] and Hart [13] simultaneously questioned
the consistency between the priority of the first principle and the
assumption that primary goods include basic rights and liberties.
From an economic theory perspective, they seem to be compatible
only when people have extremely strong preferences, such as for
lexicographic ordering, over basic rights, and liberties. How can
such a strong preference be justified? Rawls [14] tried to answer
this serious question, but it seems fair to assert that he failed in
providing an entirely convincing answer. Moreover, Harsanyi [15]
severely criticized the use of the maximin rule, which he described
as irrationally risk averse and unable to be justified as a manner of
decision-making under conditions of uncertainty. He claimed that
maximizing the expected utility is the more correct criterion to be
used here. These questions and criticisms suggest that the concept
of primary goods and the assumption that people maximize the
index of primary goods, although they allow Rawls to apply the
machineries of economics and game theory ingeniously, required
reconsideration.
Concerning the primary goods, we have one additional question
about the basic rights and liberties as items of the primary goods.
Fundamentally speaking, it seems difficult to understand the basic
rights and liberties as ‘goods (items of commodity bundle).’ When
we mention ‘obtaining’ or ‘allocating’ those rights and liberties, we
suppose that the terms are used in a metaphorical sense at best. If
one takes the concept of rights and liberties as goods literally, the
question by Arrow and Hart ‘why one or two particular ‘goods’ are
so special and distinguished from any other goods?’ is unavoidable.
We would like to support Rawls’s claim that the first principle
concerning the basic rights and liberties has absolute priority
over the second; we do so not because the rights and liberties are
especially important among other primary goods, but because they
are basic constituents of liberal societies. These concepts are not on
the same level as other primary goods. We propose the following
definition: The ‘right’ stated in the first principle is a membership
(license) authorized by society. In that case, the first principal
postulates (very roughly) that it is a right to the most extensive
basic liberty compatible with a similar liberty for others. As a
membership license, it entitles and qualifies people to pursue their
life plans freely if (and only if) they are compatible with those of
others. The fundamental intuition behind this definition is that the
concept of rights does not express any kind of ‘entities’ or ‘attributes,’
such as the moral or legal characteristics of persons. It goes without
saying that rights are not any kind of ‘things’ or ‘goods.’ Rather, it
expresses a ‘relationship’ among citizens. Hence it is a common
expression that ‘we have a right such that’ the precise meaning of
should be ‘we exist (or live) in a social relationship expressed by
such a kind of right that’ Moreover, it should be emphasized that
the rights defined by membership in a society will be meaningless
for a person who is isolated from that society. It is meaningful only
within society. Therefore, it is not a natural right. Let us examine
this point more closely. First, what are natural rights? Hart’s [8]
modern definition states that natural rights are characterized by
two properties (ibid., 175):
1. The citizens have the natural right qua men and not only
if they are members of some society or stand in some special
relation to each other.
2. This right is not created or conferred by men’s voluntary
action.
We can now prove the next theorem.
Theorem: There exist no natural rights in justice as fairness.
Proof: If the natural rights existed in justice as fairness, they
must exist in the original position, otherwise by the condition (2)
they would not exist in any subsequent stages of the four-stage
sequence. Suppose an original position in which there exists only
one person. In such a society, she would be able to do everything
she wanted; in other words, she has a ‘right’ to do everything she
wants to do. Obviously, this means that the concept of ‘rights,’
whatever they are meant to be, lose their meaning. Indeed, right
as a form of membership would make no sense, but according to
the condition (1), natural rights claim that they keep their meaning
(otherwise they are not natural rights). This is a contradiction.
Hence there exists no such concept as natural rights in justice as
fairness. QED. Now we shall elaborate on the scientific natures of
neoclassical market theory and justice as fairness. What are their
common properties and what are the differences between these
sciences? We also want to make clear the theoretical status of this
theorem. The fundamentally common character of both theories is
that they set up theoretical models at the beginning of the analysis.
They are nothing but devices of representation; thus, they are
not descriptions of realities. Some terms such as ‘(fundamental)
rights’ or ‘(market) prices’ are used both in the models and the real
world. However, when these terms are used in the models, they
are theoretical concepts that are philosophically different from
ordinary words. The theoretical concepts are ‘formally’ or perhaps
‘transcendentally’ reduced in the sense of Husserl [11]. The terms
are common as words between the models and the realities, but
they are different epistemologically. The difference would be
‘transcendental’ in the sense of Derrida [16,17]. We will discuss
the relationship between justice as fairness and transcendental
phenomenology further in Section 5.
The above theorem asserting nonexistence of natural rights is
a proposition which holds for relationship of abstract (‘reduced’)
concepts. It states nothing about facts directly in any sense of the
word. It is a meta-theorem in this sense. We can prove theorems,
if any, only for such abstract concepts as meta-theorems, and
when we extract from those (meta)theorems any implications
for our practices in the actual world, we would do so under some
‘interpretations’ of the models. Usually rules for interpretation
are implicit and there is common consensus for them among
researchers in the field. Until now, the reflective equilibrium in
justice as fairness is nearly the only rule which states explicitly
that we should interpret theoretical results from the perspective of
our reality. It would be now clear that almost all grievances against
market models or original position, such as that they are ‘unrealistic’
or ‘too abstract,’ are off the mark. They miss the crucial difference
between those models and realities as explained above. We will look
at this point more closely in the next section. Next, we shall discuss
a distinction of economics and justice as fairness. There seems to
be an obvious analogy between a natural right endowed to a moral
agent of justice as fairness and a characteristic such as a utility
function endowed to a consumer in microeconomics. However, this
analogy is rather superficial and restrictive. This will be apparent if
one realizes that markets with only one consumer make theoretical
sense (indeed, such a market model is the subject of optimal
growth theory), while original positions with only one moral agent
do not, as shown in our proof above. The reason for this is that
theoretical concepts in microeconomic theory are constituted by
the relationships between economic agents and commodities. On
the one hand, the utility functions specify the agent to whom the
utility belongs and are defined based on the consumption set (the
domain of the utility function), which is a subset of the commodity
space. Markets with only consumers (and no commodities) or with
only commodities (and no consumers) would be nonsense! On
the other hand, the concepts in justice as fairness are constituted
only by the relationships among moral agents. A single agent
cannot form ‘relationships.’ In such an original position, she
could choose whatever she wanted, and any principles of justice,
say the utilitarian or libertarian principles (e.g., [18]), would be
reduced to the same principle, which means that there would be
no questions of justice. For moral agents to be well defined, their
theoretical description must be complete, or it must be complete
even if the agents are isolated from society and placed in a situation
where rights play no role. Therefore, natural rights endowed to
moral agents are meaningless as their moral characteristics. It is
likely that the only moral characteristics that can be meaningfully
assumed are intellectual properties and knowledge. In fact, we
can imagine a person with some knowledge and intelligence living
alone, but not a person living alone with any meaningful rights. For
justice as fairness, the concept of rights must be constructed and
explained within the theory, not postulated, and given from outside
the theory. It is now clear why there is no room for natural rights
in justice as fairness, and that these are strong arguments toward
disproving the concept of natural rights in general.
In the previous section, we warned that an apparent similarity
between justice as fairness and economic and game theories
might be misleading in some respects. However, it can also be
asserted that the analogy between Rawls’s logic of deduction (of
the two principles) and metamathematics is still impressive. Rawls
himself was aware of a connection between justice as fairness and
metamathematics:
Note, for example, the extraordinary deepening of our
understanding of the meaning and justification of statements in
logic and mathematics made possible by developments since Frege
and Cantor. Knowledge about the fundamental structures of logic
and set theory, and their relations to mathematics, has transformed
the philosophy of these subjects in a way that conceptual analysis
and linguistic investigations never could. One has only to observe the effect of the division of theories into those which are decidable
and complete, undecidable yet complete, and neither complete
nor decidable. The problem of meaning and truth in logic and
mathematics is profoundly altered by the discovery of logical
systems illustrating these concepts. Once the substantive content
of moral conceptions is better understood, a similar transformation
may occur. It is possible that convincing answers to questions of the
meaning and justification of moral judgements can be found in no
other ways (Theory, 51-2). An outline of the similarities between
these theories can be seen in Rosser’s illuminating illustration of
the theorems of Gödel and Church: In any proof of Gödel’s theorem
or Church’s theorem, two logics (languages) are concerned. One
serves as the ‘logic of ordinary discourse’ in which the proof is
carried out, and other is a formal logic L, about which the theorem
is proved [19].
In justice as fairness, the original position corresponds to the
formal system of metamathematics. Rawls proves a proposition in
that people in the original position (not us) will select two principles
as the best (most desirable). We interpret this proposition to
mean ‘the two principles are just’ in our ordinary language at the
meta level. In this sense, justice as fairness is a meta-ethic and
the two principles are proved as metaethical theorems. We stress
here that in the previous section, we have indeed proved a metatheorem
which asserts the nonexistence of natural rights in justice
as fairness. Recall in Section 3, we stated that some terms such
as ‘(fundamental) rights’ or ‘(market) prices’ are both used in the
models and the real world which are different ‘transcendentally’. In
metamathematics, some of the terms such as ‘axioms,’ ‘meaningful
formulae,’ ‘proofs,’ and ‘provable formulae’ are used in both Peano
arithmetic and our ordinary mathematical practices in the actual
world. As Derrida [16] said, ‘mathematical concepts are ideal.
Their beings are thoroughly transparent and exhausted by their
phenomenality.’ In other words, arithmetical (mathematical)
concepts have been already ‘formally reduced’ from the outset.
Metamathematics now reduces them ‘transcendentally’ as
metamathematical concepts in Peano arithmetic (a formal system).
However, there are no differences between formal systems and
actual mathematics in any naïve senses; their difference is again
‘transcendental.’ Let us now examine the procedures of justice
as fairness and metamathematics more closely as an example of
Gödel’s incompleteness theorems, which assert the existence of
undecidable propositions, and unprovability of its consistency in
Peano arithmetic (the proofs of incompleteness theorems are given
in the Appendix). We then recognize that the fundamental role of
Peano arithmetic in Gödel’s theorems is parallel with that of original
position in justice as fairness. The essential point of the proofs of
these meta-theorems is that a metamathematical question such as:
‘Does there exist some undecidable proposition in ?’ is expressed
and solved as an (ordinary) arithmetical question such as: ‘Does
there exist some number satisfying such and such conditions?
A metamathematical problem was translated into an (ordinary)
number theory problem. We stress that the recursive functions are
a crucial and indispensable device for this procedure. Note that
they are (ordinary) arithmetical functions at the meta level, hence
they are not metamathematical concepts. They are handled at the
meta level as well as our own ordinary language, to analyze and
solve metamathematical problems in formal systems which are
formulated as arithmetical problems at the meta level. Since all
mathematical concepts have already been formally reduced, they
have no ‘meanings’ at the meta level, i.e., they only have their
‘functions.’ Therefore, we do not know ‘what the propositions or
proofs mean’ at the meta level; we do not even know ‘what they
are.’ To give their precise ‘meanings,’ we need to define them meta
mathematically in formal systems in which they are just strings of
mathematical (logical) symbols with certain required conditions.
Similarly, we do not know exactly ‘what justice for liberal
societies is’ at the meta level. We only have a vague ‘sense’ of our
justice. We set up the original position and transform a problem
of political philosophy at the meta level to a problem of decision
making under conditions of uncertainty in the original position. We
examine the results obtained in original position, interpret them,
and conclude about our own justice. Justice as fairness in this sense
might be called a kind of meta-ethics or meta-(political) philosophy.
While the similarity between those two procedures is obvious, they
also have significant differences. In metamathematics, we do not
doubt the validity of any arithmetical (mathematical) concepts
or our own ordinary practices in mathematics at the meta level.
We are confident in using recursive functions in the proof of the
(first) incompleteness theorem. Moreover, mathematical inference
does not involve any value judgements. Because there are no
‘real’ differences between the arithmetic at the meta level and the
Peano arithmetic at the object-level, the results obtained formally
in the latter can be interpreted ‘naturally,’ and they say ‘directly’
something true and important about ‘actual’ mathematics.
This is not the case for justice as fairness. For instance, the two
axioms involve value and moral judgements which are far from
nonproblematic. The priority of basic liberties and rights in primary
goods and maximin criterion have invited various criticisms, as
described in Section 3. Because philosophical concepts are not
mathematically rigorous and inference processes of philosophical
discussions are executed by ordinary language, many ambiguities
are necessarily involved. Obviously, something is needed in this
process to ensure the validity and truthfulness of results which is
not required in metamathematics. This is nothing but the reflective
equilibrium, and we now understand the reason it is crucial for
justice as fairness. To understand its epistemological nature,
however, we need to consider it from a philosophically appropriate
perspective, namely transcendental phenomenology.
In the Crisis of European Sciences and Transcendental
Phenomenology (hereafter Crisis), E. Husserl proposed a
fundamental concept of the lifeworld. Precisely speaking, however,
it is doubtful that we can call it a ‘concept,’ since according to
Husserl: It is pre-given to us all quite naturally, as persons within
the horizon of our fellow men, i.e., in every actual connection with
others, as ‘the’ world common to us all (Crisis, 122).
In short, the lifeworld is nothing but the actual world in which
all natural, social, and human phenomena take place; hence we can
identify it with our concept in this essay at the meta level. Husserl
claimed definitively that all sciences have their epistemological
grounds and the ontic meanings essentially on the lifeworld: The
lifeworld is a realm of original self-evidence. One must fully clarify,
i.e., bring to ultimate self-evidence, how all the self-evidence of
objective-logical accomplishments, through which objective theory
(thus mathematical and natural-scientific theory) is grounded in
respect of form and content, has its hidden sources of grounding in
the ultimately accomplishing life, the life in which the self-evident
givenness of the lifeworld forever has, has attained, and attains
anew its prescientific ontic meaning (ibid., 127-8).
Although mathematicians and scientists might not agree that
‘mathematical and natural-scientific theory has its hidden sources
of grounding in the life-world,’ political philosophers must take this
thesis seriously, otherwise where can they look for the ‘sources
of grounding’ of their science? The complete understanding (‘one
must fully clarify’) of this thesis is the task of transcendental
phenomenology. Husserl’s method to achieve this task is the
celebrated transcendental reduction (epochē): Clearly required
before everything else is the epochē (suspending judgements)
in respect to all objective sciences. This means not merely an
abstraction from them, such as an imaginary transformation,
in thought, of present human experience, such that no science
appeared in the picture. What is meant is rather an epochē of all
participation in the cognitions of the objective sciences, an epochē
of any critical position-taking which is interested in their truth
or falsify, even any position on their guiding idea of an objective
knowledge of the word (ibid., 135).
Transcendental phenomenology executes the epochē
universally and completely in the lifeworld. By doing so, the lifeworld
itself would be a scientific object to be explored for transcendental
phenomenology (cf. Crisis, §34). No ‘devices of representation’
other than epochē are found here.7 For justice as fairness, the
philosophical procedure like the transcendental reduction is
more modest, namely that we set up a device of representation
(original position) and the reduction of our political thinking in
the lifeworld (meta level) is made into it. In the original position,
we put our own moral judgements into ‘brackets,’ and fulfill a sort
of epochē within the original position. Hence this ‘reduction’ is in
a restricted sense. It is not ‘universal’ or ‘complete,’ thus should
probably not be called phenomenological reduction. Nevertheless,
justice as fairness must contain this procedure of a (restricted)
reduction. Why? Husserl claims that ‘the life-world is a realm of
original self-evidence.’ It might be so for mathematics and natural
sciences, including psychology. In Husserl’s mind, these are the only
sciences. For political sciences, however, the lifeworld (meta level)
is a realm of ideologies and prejudices which are far from ‘original
self-evidence.’ We expect that those ideological concepts such as
liberties, rights, and so on, in the lifeworld are formally reduced
to abstract and theoretical concepts in the original position. ‘They
would be now ideal. Their beings are thoroughly transparent and
exhausted by their phenomenality,’10 and obtain some objective
propositions.11 This is where transcendental phenomenology can
help justice as fairness.
Husserl would admit that the lifeworld is full of ideologies when
we live there in ‘the naïve and natural straightforward attitude’ (cf.
Crisis, §38). He would claim that they can be phenomenologically
reduced within the lifeworld. He would do so by ‘an epochē of any
critical position-taking which is interested in their truth or falsify,
even any position on their guiding idea of an objective knowledge
of the word,’ and consequently any political or moral concepts
and propositions are now ‘phenomena’ for us as ‘transcendental
subjects.’ What does this mean? It means that they now ‘mean’
nothing, or they have lost their contents and melted down as
ideological entities and, as such, leave nothing in our hands. The
historical traditions of economics and political theories tells us
that the only way to consider those political (ideological) concepts
objectively and obtain any meaningful propositions is to construct
them as theoretical ideas with the help of devices of representations
(theoretical models).
According to Husserl, ‘the epochē of all participation in the
cognitions of the objective sciences’ is just a first step: It by no means
suffices. In carrying out this epochē, we obviously continue to stand
on the ground of the world; it is now reduced to the lifeworld which
is valid for us pre-scientifically; it is just that we may use no sort of
knowledge arising from the sciences as premises, and we may take
the sciences into consideration only as historical facts, taking no
position of our own on their truth (ibid., 147). Husserl’s trust for
the lifeworld as a basis of the fundamental (‘prescientific’) validity
is sound and solid. He requires the same attitude of researchers
of history and anthropology: The same holds even if we take as
our subject of investigation, in the unity of a systematic survey,
all [historical] periods and peoples and finally the entire spatiotemporal
world, paying constant attention to the relativity of the
surrounding life-worlds of human beings, peoples, and periods as
mere matters of fact. The same thing is true of this world survey,
in the form of an iterated synthesis of relative, spatio-temporal
lifeworld, that is true of a survey lifeworld individually. It is taken
one part at a time and then, at a higher level, one surrounding
world, one temporal period, at a time: each intuition (yields)
an ontic validity, whether in the mode of actuality or possibility.
As each intuition occurs, it presupposes others having objective
validity -presupposes for us, the observers, the general ground of
the validity of the world (ibid., 147).
He seems to believe in the ability of transcendental
phenomenology, armored with the epochē, to investigate and solve
the problems of those human sciences. We wonder whether he was
correct about history and anthropology for the same reasons he
was correct about political science, as explained thus far.
Since we cannot completely reduce political concepts as we can
in metamathematics, the original position cannot be formulated
mathematically, and we need an extra process at the meta level
to justify the theoretical results obtained at the object level.
Reflective equilibrium, or whatever is used for this verification
procedure, would be unable to provide absolute evidence for the truth because our ‘considered judgments’ (see Rawls’s exposition
for reflective equilibrium cited above) are not just matters of
logic or mathematics. They depend heavily upon our historical
experiences, knowledge, and information at the meta level (the
life world). One would usually take this negatively, and see it as
indicating insufficient credibility of a political theory compared
with mathematics or other exact sciences. However, we can also
look at this aspect of justice as fairness from a positive perspective,
if we trust reflective equilibrium to be reasonable, if not exact. That
reflective equilibrium does not confirm the two principles of justice
with complete certainty means that it is open to the possibility
that the two principles might be replaced by ‘better’ principle(s)
in the future. This does not mean that the two principles would
become wrong, but rather that more accurate principle(s) would
be discovered through examinations and exploitations of the
two principles, such as more general (‘better’ in this sense)
mathematical theorems, or more exact and wide-ranging laws of
nature, are discovered in mathematics and physics. In any case,
this is a normal phenomenon which occurs in any healthy science
and means that justice as fairness is a science which can grow and
evolve.
In this essay, we have shown that justice as fairness is eligible to
be called a theory of political science as well as political philosophy.
As Rawls [1] stressed, justice as fairness is concerned with justice
of basic structure of society rather than with institutions of society
or actions of individuals. Therefore, whatever justice as fairness
proposes to our actual society would be something abstract and
general. For instance, the two principles of justice are considered
to represent a sort of social end or ideal. As a proposal of science,
however, that social ideal would not be a vacuous one such as, say,
ideals stemming from humanism ideology which would never be
supported by reflective equilibrium, and hence excluded from the
theory. As a science, justice as fairness is a theory which follows
the same methods and procedures of other sciences including
mathematics, contrary to the Husserlian style of apriorism: A
theory of justice is subject to the same rules of method as other
theories. Definitions and analyses of meaning do not have a special
place: definition is but one device used in setting up the general
structure of theory. Once the whole framework is worked out,
definitions have no distinct status and stand or fall with theory
itself (Theory, 50). Obviously, Rawls does not believe that the
moral, political, and philosophical concepts can be elaborated or
clarified within the lifeworld by any sort of philosophical methods
such as ‘reduction,’ or whatever else which allege to reveal their
‘hidden sources of grounding’ in the lifeworld. Rather, he believes
that those concepts must be given by definitions and that workable
theories must be constructed on the object level. They are mere
‘devices’ for analysis which are necessarily required to be exploited,
corrected, and revised. This is exactly what we have seen in this
essay. To be corrected and revised intrinsically, however, any
scientific theory should reveal its own limitations, weaknesses,
and defects. Such a theory must be exact to the highest degree,
i.e., any premises should be made explicit in its axioms and results
should be stated systematically. Processes of theoretical deduction
should be rigorous as much as possible, if not as perfectly rigorous
as mathematics. Justice as fairness is now on its way to fulfilling
these scientific qualifications. Rawls also addresses how the British
tradition of moral science has taken the same attitude toward
constructing their theories and declares decisively to follow
this tradition: In any case, it is obviously impossible to develop a
substantive theory of justice founded solely on truths of logic and
definition. The analysis of moral concepts and the a priori, however
traditionally understood, is too slender a basis. Moral philosophy
must be free to use contingent assumptions and general facts as it
pleases. There is no other way to give an account of our considered
judgements in reflective equilibrium. This is the conception of the
subject adopted by most classical British writers through Sidgwick.
I see no reason to depart from it (Theory, 51). We believe that with
him, we too should follow this tradition.
Appendix: Proofs of Incomplete Theorems
In this appendix, we sketch proofs of the incomplete theorems
following an unpublished note of Gödel [20] for non-specialists.
No technically detailed knowledges on meta-mathematics or
mathematical logic are presupposed other than `common sense’
of mathematical reasoning. Readers who are unfamiliar with
the elementary knowledge of mathematical logic may refer to a
very readable account by Margalis [21]. The propositions of the
formal language in metamathematics are formulae built from
finite number of symbols according to certain rules. In Gödel’s
theorem, is a formal system of natural numbers called the Peano
arithmetic which contains symbols such as . The
meaning of each symbol (in metalanguage) is, ‘not (negation),’ ‘for
some,’ ‘equal,’ ‘and,’ ‘zero,’ ‘plus one (successor),’ ‘left parenthesis,’
and ‘right parenthesis, respectively. Moreover, contains variables
representing natural numbers, ‘,’ ‘,’ ‘z,’ and so on. The rules of
structure of the propositions of are such that the interpretations
of the propositions of will be declarative sentences which are
not necessarily true of ‘ordinary discourse (metalanguage).’ For
instance, the proposition ∃x (0 =σ (x)) means that ‘there does not
exist such a natural number (positive integer) that the successor
of it is 0.’ This is a true proposition of Peano arithmetic and indeed
this formula is one of its axioms. Logical inferences in is conducted
according to modus ponens, meaning that for any formulae and in
, follows from F→G and , where the formula F→G means ‘ implies
,’ and defined by F→G ≡ (F∩ G) . The ingenious technique developed
by Gödel is that one assigns a (prime) number to each symbol of
L: 1 to 0, 3 to σ , 5 to 13 to (and 17 to),
and (pi)n (where pi’s are primes greater than 17) to the variables of
type n, where the variables expressing the natural numbers are of
type 1, the variables expressing the functions of natural numbers
are of type 2, and so on. Having assigned numbers to symbols in
this way, we next assign numbers to formulae: let n1, n2, … nk be the
numbers of the symbols of a formula F in the order in which they
occur in F. For example, let be ∃x (P(x)∩ N (x)). Then the numbers
are 5, 7, 191(=19), 13, 1, 9, 3, 13, 19, 17, 17. Let p1, p2, … pk be the
first primes (starting from 2) in order of increasing magnitude.
Then the number assigned to will be (p1)n1(p2)n2...(pk)nk. Then the Gödel number of ∃x (0 =σ (x))
is determined as By this procedure of Gödel numbering, we
have established a one-to-one correspondence between the set of
formulae in the formal system and a subset of natural numbers
in the number system of (actual or of metalevel) arithmetic.
Gödel’s fundamental discovery is that, cleverly using the recursive
functions, which are functions from natural numbers that satisfy
certain conditions, metamathematical concepts such as ‘axioms,’
‘meaningful formulae,’ ‘proofs,’ and ‘provable formulae’ are all
represented as formulae with the corresponding Gödel numbers
in . The crucial fact which will be effectively used as proof of the
incompleteness theorem is that in , we can construct a formula
which means that ‘the formula with the Gödel number is a provable
formula.’ Similarly, the formula meaning ‘the negation of the
formula with the Gödel number is probable’ is defined.
A formal system is said to be consistent if there does not
exist a formula such that and in. The formula (sentence) given by
expresses that ‘there does not exist any formula such that it and
its negation are both provable,’ or equivalently ‘the formal system
(Peano arithmetic) is consistent.’ We are now ready to prove the
incompleteness theorem, which asserts that there exist undecidable
propositions in any consistent formal systems. For expository
simplicity, however, we shall present the first incompleteness
theorem for Peano arithmetic under the assumption that it proves
only true propositions. This condition is called correctness. Note
that if a formal system is correct, then is obviously consistent.
Actual correctness is stronger than ω-consistency, which is stronger
than the (simple) consistency and assumed in Gödel’s original proof
of the (first) incompleteness theorem.
First Incompleteness Theorem (Weak Form): If Peano
arithmetic is correct, there exists a formula which is not proved or
disproved in.
Proof: In L, there exist countably many numbers of formulae
with a variable
with the Gödel number g1, g2, …
respectively. Let NP(x)be a formula defined by NP(x) ≡ P(x)
which means
that ‘the formula with Gödel number is not provable.’ Because NP(x)
also appears in the above list, we have for some , NP(x) =ϕk (x) with the
Gödel number k g . Then the formula G ≡ϕk (gk) means that ‘the formula
with the Gödel number k g is not provable,’ or equivalently, ‘ is not
a provable formula.’ We now show that is the desired undecidable
proposition. Indeed, suppose that ‘ is provable in .’ The assumption
that ‘ is correct’ implies that ‘G is true.’ Hence, ‘G is not provable,’
which is a contradiction. Next, suppose that ‘ is provable.’ Then, G
is true’ again by the correctness of , which implies that ‘ is provable.’
Then ‘G and G are both provable in L,’ which is a contradiction.
Therefore, ‘G and G are both unprovable (G is undecidable).’ QED.
In the above proof, the statement ‘G is true’ is a consequence of
the assumption that ‘L is correct.’ In the original proof of the first
incompleteness theorem, Gödel showed that: ‘If L is consistent, then
G is true.’ Recall that the formula ∃x (P(x)∩ N (x))
expresses that ‘L
is consistent,’ and call this formula Consis. Gödel also obtained a
cerebrated corollary known as:
Second Incompleteness Theorem: If Peano arithmetic is
consistent, Consis cannot be proved in .
Proof: We can formalize the statement (3) as a provable
formula: Consis →G in L. Suppose that ‘Consis is proved in L.’ Then
by modus ponens, we can prove the formula . But this contradicts
that means ‘ is not a provable formula.’ QED.
1. Rawls called the ‘model’ a ‘device of
representation’.
2. The order of statements (a) and (b) is reversed
to that of the Theory. Our arrangement seems to be more
convenient because of the (lexicographic) order of the
principles.
3. The ideology of empiricism is the attitude that
one tries to recognize a concept which is understandable only
as a relationship between objects as a property to be proper
and inherent for them. This ideology has been common and
persistent among all people including philosophers. Indeed, it
can be seen in the use (exchange) value of A. Smith or surplus
value of K. Marx. These concepts of economic values are
stipulated as proper and inherent properties of commodities,
which are determined by the labor power required to produce
them; see also note 9.
4. This sentence is that of ordinary mathematical
question at the meta level, hence we do not put it in quotation
marks.
5. Sometimes we say that ‘Gödel proved that
mathematics has no logically firm grounds,’ suggesting that
‘(ordinary) number theory might be inconsistent, hence it was
doubtful.’ Such statements, which seem to be unfortunately
common among philosophers in the French theory [22], are
plainly silly. As meta-theorems of metamathematics, the
incompleteness theorems simply describe very interesting
properties of Peano arithmetic, namely that it includes
undecidable propositions and cannot prove a formula
expressing its own consistency if it is consistent, nothing more.
If you doubted the validity of, say, recursive functions, or other
arithmetical concepts, or our ordinary arithmetical practices at
the meta level, you could never understand or even follow the
proofs of incompleteness theorems. By telling ‘nothing more,’
however, I do not mean that the incompleteness theorems have
no impact on our mathematical practices at the metalevel.
Indeed, the implications of incompleteness theorems, and
the second incompleteness theorem, are taken seriously by
almost all mathematicians and logicians: The significance of
Gödel’s second theorem lies in the interpretation: If N (Peano
arithmetic) is consistent, then the consistency of N cannot
be proved by methods formalizable in N. Like the (first)
incompleteness theorem, Gödel’s second theorem applies to
many theories both weaker and stronger than N. It applies
to set theory and every formal extension of N. Although the consistency of N can be proved in set theory, the value of the
proof is doubtful, because set theory itself cannot be proved
consistent by methods formalizable in set theory [21].
6. Husserl replies to their objections to
phenomenology by invoking the ‘naïveness of scientists’
(cf. Crisis, Part II). We accept the proofs of incompleteness
theorems given the validity of arithmetic and arithmetical
concepts at the meta level. This is the usual attitude of
mathematicians and logicians. Would Husserl call this attitude
naïve? The way in which Husserl responded to incompleteness
theorems is interesting, although he did not make any
comments about them. On the other hand, his comments on
‘the origin of mathematical concepts’ seem to be surprisingly
naïve. In §9 of Crisis and a famous unpublished manuscript
‘The Origin of Geometry (Appendix VI in Crisis; see also [16]),’
he likened it to our natural experiences in the lifeworld: It
is now clear that even if we know almost nothing about the
historical surroundings world of the first geometers, this much
is certain as an invariant, essential structure: that it was a world
of ‘things’ (including the human beings themselves as subjects
of this world); that all things necessarily had to have a bodily
character What is also clear, and can be secured at least in its
essential nucleus through careful a priori explication, is that
these pure bodies had spatio-temporal shapes and ‘material’
qualities (color, warmth, weight hardness, etc.) related to them.
Further, in the life of practical needs certain particularizations
of shape stood out and that a technical praxis always (aimed at)
the production of preferred shapes and improvement of them
according to certain directions of gradualness (ibid., 375).
What Husserl seemed to overlook when he sought ‘the origin
of the geometry’ was the definitive distinction of ontological
levels of experiences and mathematical concepts. Even if
we accepted those experiences as the origin of geometry in
some sense, they would never reach the geometrical concepts
continuously by ‘the growth of measuring technique’ (ibid,
p. 376) or anything as such. Husserl would have rejected our
view in metaphysical terms of ‘ontological levels.’ But it is
doubtful whether his view is not about an ideological view of
empiricism (see the note 13 below), or at least indeed to be
‘phenomenologically reduced.’ We even doubt whether ‘the
origin of the geometry,’ in the sense of Husserl, really ‘exists.
7. Strictly speaking, epochē is not a device of
representation, although it is certainly a philosophical
method used by Husserl. It is a reduction entirely opposite to
representation.
8. This is not obvious (cf. the note 6).
9. Ideologies were first discovered by K. Marx in
the 1840s. As is well known, their most eminent form that he
recognized was the ‘bourgeois ideology.’ The idea of ideologies
was expanded on and explored by French Marxist L. Althusser
in the 1960s. They no longer mean mere ‘mental forms of
leisure class,’ or simple ‘prejudices or partial opinions’ for
political matters, such they were seen in the Cold War era.
According to Althusser, they are almost the equivalence of
‘frames of recognitions,’ meaning that all humans, including
philosophers, look at, recognize, think, and believe through
their ideologies. Therefore, ideologies spread across all
realms of the lifeworld, including philosophers’ thoughts and
problems: I should add that if it is not so much the immediate
content of the objects reflected as the way the problems are
posed which constitutes the ultimate ideological essence of an
ideology, this problematic is not of itself immediately present
to the historian’s reflection, for good reason: in general, a
philosopher thinks in it rather than thinking of it, and his ‘order
of reasons’ does not coincide with the ‘order of reasons’ of his
philosophy. An ideology can be regarded as characterized in
this respect by the fact its own problematic is not conscious
of itself ([9,10], italics by Althusser). We believe that the idea
(we do not call it a ‘concept,’ because we do not ‘understand’
ideologies) of ideologies is the most precious legacy of the
Marxian tradition left to liberal philosophers, although we are
certainly far from the state of ‘understanding’ them. We do not
even know what ‘understanding ideologies’ really means.
10. Derrida [16] characterized mathematical
objects as such. He emphasized that these characters of
mathematical objects made them the ‘privileged examples and
most permanent threads guiding Husserl’s reflection [17].’
11. Recall our meta-theorem concerning the
nonexistence of natural rights. At the same time, we can
interpret this meta-theorem as a proposition which makes clear
the ideological nature of the natural right. It is a (n ideological)
concept generated by an ideology that confuses relations, such
as rights, with entities, such as moral characteristics.
12. This is indeed the case for justice as fairness
itself. Recall that the two principles of justice were discovered
through careful examination and exploitation of the utilitarian
principle by Rawls (see Rawls’s statements at the end of the
next section).
13. Note that they are formal symbols in L which
should be distinguished from ordinary parenthesis in the text.
14. Note that formulae in L as such are just
stringing of symbols such as ,∃, x and so on, but generally
they represent their (metamathematical) meanings in our
ordinary discourse (metalanguage). Recall that our example
of the formula ∃x (0 =σ (x)) has the meaning ‘there does not
exist such a natural number that the successor of it is 0’ in
metalanguage (ordinary English). In what follows, we put the
(metamathematical) meanings into quotation marks.
15. A sentence is a formula that contains no
free variable. A variable in a formula is said to be free if its
occurrence in the formula does not associate with the symbol
∃. For instance in the formula, (σ (x) = x) , the variable x is
free. However, in the formula: ∃x (σ (x) = x) , the variable x is
not free (bounded); see Margalis [21].
16. The existence of G is a formal result obtained in
L. G is a sentence called the Gödel sentence?
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